Privacy Policy

We Respect Your Privacy

We recognize our obligation to keep information about you secure and confidential. It’s important for you to know that we do not sell information about our customers or clients to anyone for any purpose. As a business policy, we restrict access to nonpublic information about our customers and clients to those employees who need to know that information to provide services. We also maintain physical, electronic, and procedural safeguards to guard the nonpublic information of our customers and clients. This notice describes how we handle the financial and other information we collect in doing our business.

We collect nonpublic information about our customers and clients from oral and e-mail communications and various documents we collect. We provide advice and other services to our customers and clients, and receive information in the course of providing these services.

We may also provide nonpublic information about our customers and clients to our regulators and other nonaffiliated third parties as required by law. An example of this would be the sharing of your information with the California Department of Corporations, the Financial Industry Regulatory Authority (FINRA) or the Securities and Exchange Commission (SEC), all of whom oversee our activities.

Should you have questions about this privacy policy, please e-mail me at or call: (415) 593-4520 .

Ron M. Lissak
Chief Privacy Officer